Weekend Reading For Financial Planners (August 17-18)

3 months ago 42

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the Securities and Exchange Commission (SEC) announced that a total of 26 broker-dealers, investment advisers, and dually-registered firms agreed to pay combined civil penalties of almost $400 million for failing to maintain and preserve requiredRead More... The post Weekend Reading For Financial Planners (August 17-18) first appeared on Kitces.com.


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